Are you ready to take charge of compliance within a dynamic institutional broker dealer environment? We're seeking an experienced Chief Compliance Officer - Broker Dealer who will ensure that our operations adhere strictly to financial regulations and ethical standards. This pivotal role is based in the vibrant city of Charlotte, North Carolina—a hub for finance professionals looking for growth and challenge. This role will be working in office Monday - Thursday, and offers the opportunity to work from home on Friday's. If you are looking to take your career to the next level, apply into this Chief Compliance Officer - Broker Dealer opportunity now!
The Chief Compliance Officer - Broker Dealer will be responsible for:
The Chief Compliance Officer should have the following qualifications:
If what is above sounds like what you're looking for, apply into this fast moving Chief Compliance Officer - Broker Dealer opportunity!
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